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Unit E, Corinthian Office Park
17 Corinthian Drive, Albany 0632
Auckland, New Zealand
Strategi Institute has developed a compliance officer course specifically tailored for financial advice provider (FAP) compliance officers/managers.
The focus of this course is on understanding the obligations relating to relevant legislation, regulation and codes and building a compliance assurance programme proportional to the business size.
This programme gives you a choice of two different delivery modes:
Face-to-face classroom
Face-to-face classroom learning is ideal if you are looking to gain self-confidence and business credibility. Strategi Institute schedules expert facilitator-led face-to-face classrooms quarterly or as demand requires. You can attend a Strategi Institute public class, or we can arrange bespoke classrooms for groups, corporates, and networks.
The face-to-face classroom for the Compliance Officer Course (Micro-credential) (Level 5) is conducted over two full days, which includes pre-session and post-session readings/activities you are required to complete in your own time.
Virtual classroom
This is the best of both worlds – the flexibility of online learning combined with peer group interaction and an expert facilitator!
You will be provided with online resources, including a course manual via Strategi Institute’s online learning platform, Radar. In addition, the virtual classroom delivery includes eight two-hour sessions via Zoom. Participants will also have the opportunity to ask any assignment-related queries.
The delivery of each virtual classroom includes pre-session and post-session readings/activities you are required to complete in your own time.
Completing the Compliance Officer Course (Micro-credential) (Level 5) opens a gateway to promising graduate career opportunities. Equipped with specialised knowledge in compliance and regulatory affairs, graduates are well-positioned for Compliance Officer roles in the financial services industry. Organisations today are actively seeking professionals who can navigate complex regulatory landscapes, ensuring ethical practices and risk mitigation. Graduates of this micro-credential gain a competitive edge in the job market, with skills tailored to meet the growing demand for compliance expertise. Whether pursuing roles as compliance officers, risk analysts, or regulatory affairs specialists, individuals completing this course are prepared for rewarding careers at the forefront of ensuring organisational integrity and legal adherence.
At Strategi Institute, we take your physical and emotional welfare seriously – we genuinely care about your safety and want to see you succeed.
While studying or interacting with us, you can be assured that this is a place where:
Strategi has implemented the Education (Pastoral Care of Tertiary and International Learners) Code of Practice 2021 to support your wellbeing and safety.
The Education (Pastoral Care of Tertiary and International Learners) Code of Practice 2021 (the Pastoral Care Code) sets out the roles and responsibilities of tertiary education organisations (TEOs) in promoting and supporting your well-being, development, and educational achievement.
To find out more information, please click here.
To enrol as a domestic student, applicants must be a New Zealand citizen or a New Zealand resident; however eligible visa holders may be entitled to enrol subject to all legal requirements being met.
Applicants must be 18 years of age or older. Applicants must demonstrate English proficiency equivalent to NCEA Level 1 in English, as the medium of instruction is English. If you do not have NCEA Level 1 in English, then we will require IELTS 5.5 with no band score lower than 5; or equivalent.
Prospective students may be required to participate in an interview prior to enrolment. Enrolment is subject to approval from the Academic Manager.
Please refer to the enrolment checklist for acceptable proof of identity, citizenship/residency, and English proficiency documents.
The candidate guidelines set out the terms and conditions of your enrolment, including but not limited to the entry criteria, enrolment period, IT requirements, learning contract, health and safety procedures, assessment, reassessment, assessment appeals, extensions, withdrawals, refunds, and complaints.
We also cover the learning support, community support and guidance available to all students.
When enrolling with Strategi Institute, you must read, agree, and adhere to our candidate guidelines.
Feel free to get in touch with us if you have questions regarding the candidate guidelines.
We have briefly outlined the enrolment process below. For full details of the enrolment process and required document(s), please refer to the enrolment checklist.
1
Select your programme and complete your application.
2
Pay your fees and make sure you have provided your proof of identity, and supporting documents.
3
We review your final application for compliance assurance purposes once we have received all documentation and payment.
4
We send you an enrolment confirmation with your enrolment details including your start/end date, and Radar access.
5
You start your learning journey with Strategi Institute.
Please note:
Please contact the Strategi Institute team to discuss your needs.
This course has two intakes every month. Your intake date is your enrolment start date, regardless of the delivery mode selected.
For example, your intake date may be 1 June, and your classroom dates are 25th -27th July. The start date of your course is 1 June.
You must be enrolled in an intake before attending a classroom and accessing the course material/assignments. Each intake has a cut-off date for students to enrol by. This is to ensure your enrolment is processed before your enrolment start date.
The table below lists all the upcoming intakes and the date you need to apply by.
| INTAKE/ENROLMENT START DATE | LAST DATE TO APPLY |
|---|---|
| 04/12/2024 | 27/11/2024 |
| 18/12/2024 | 11/12/2024 |
| 22/01/2025 | 15/01/2025 |
| 05/02/2025 | 29/01/2025 |
| 19/02/2025 | 12/02/2025 |
| 05/03/2025 | 26/03/2025 |
| 19/03/2025 | 12/03/2025 |
| 02/04/2025 | 26/03/2025 |
12 weeks (3 months)
5
5
30
To start your application, please click on the button below and fill out the application form.
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