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Unit E, Corinthian Office Park
17 Corinthian Drive, Albany 0632
Auckland, New Zealand
This webinar will provide a focused overview of Customer-Specific Risk Assessment under the Anti-Money Laundering and Countering the Financing of Terrorism (AML/CFT) framework. This is a new regulatory requirement taking effect from 1 June 2025, and reporting entities must be ready to implement individualised risk profiling for all customers.
The session will explain the purpose and benefits of customer-specific risk assessments and how these assessments guide the application of Customer Due Diligence (CDD), Enhanced Customer Due Diligence (ECDD), and ongoing account monitoring.
Attendees will receive practical guidance on designing and implementing a fit-for-purpose customer risk assessment framework, including the evaluation of key risk factors such as customer type, products and services, delivery channels, and geographic exposure.
This training will support your transition to the new requirements, help strengthen your risk-based approach, and demonstrate compliance to supervisors. Participants will earn one Continuing Professional Development (CPD) hour.
To equip participants with the knowledge and tools to develop and apply customer-specific risk assessments in accordance with updated AML/CFT regulatory expectations, enabling them to better identify, assess, and manage customer risk.
By the end of this webinar, participants will be able to:
Derek Chen, Director and Head of Compliance at Strategi Group, brings over 10 years of experience in compliance and finance. His extensive background includes leading a compliance consultancy business, working for a wholesale fund manager, and serving in the corporate trustee team of a licensed supervisor. His credentials include:
30 May, 2025
9:00 am -
10:00 am
Virtual classroom
$50.00 + GST per person
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This webinar will provide a focused overview of Customer-Specific Risk Assessment under the Anti-Money Laundering and Countering the Financing of Terrorism (AML/CFT) framework. This is a new regulatory requirement taking effect from 1 June 2025, and reporting entities must be ready to implement individualised risk profiling for all customers.