Unit E, Corinthian Office Park
17 Corinthian Drive, Albany 0632
Auckland, New Zealand
FAPs are already required to comply, but starting from 1 July 2024, other licensed entities will also be affected by the new standard condition. This new licence condition will focus on business continuity and technology systems. It will apply to the following types of market service licences: What is the new standard condition? The new […]
FAPs are rapidly evolving to provide a broader service offering to clients. This is a logical move as research shows clients want to simplify their finances and deal with fewer firms. Providing a holistic advice service within a FAP will help substantiate the fees charged to clients. Code Standard 8 of the Code of Professional […]
This webinar will provide a focused overview of Customer-Specific Risk Assessment under the Anti-Money Laundering and Countering the Financing of Terrorism (AML/CFT) framework. This is a new regulatory requirement taking effect from 1 June 2025, and reporting entities must be ready to implement individualised risk profiling for all customers.
